All Nasdaq agreements and forms are available in the Portable Document format (. PDF) or web format. To view and print PDF documents, you need Adobe Reader software. We know that it can be difficult to board and familiarize yourself with a new supplier, which is why we are committed to simplifying the process to get you back to the tasks that require your attention. Please read the helpful documents below and contact us DataOps@nasdaq.com if you have any other recommendations or questions. Below are agreements and forms needed to subscribe to Nasdaq trading services and secure Data and Secure Services on this site. You`ll find specific instructions for subscribe to each product or service, including the agreements and forms you need, on each product and service page. Nasdaq Monthly Volume Confidentiality Release Agreement Standard Privacy and Privacy Agreement Whether you are implementing a new data product from Nasdaq or having questions about your existing account, this site is the single point of contact for all your administrative requirements. Options Maintenance Tool (OMT) Service Bureau Agreement According to the terms and conditions of the Nasdaq Global Data Agreement, Nasdaq Information distributors must comply with the following data management policies.
The Nasdaq reserves the right to update policies if necessary. This manual is regularly updated and interim updates are communicated to customers via Nasdaq Data News Alerts. Nasdaq Pre-Trade Risk Management Order Form – RASH/FIX Nasdaq only provides information on any activity or maintenance of this MPID to designated agents employed by the company that awarded an MPID, as dictated by Nasdaq`s policy. Uniform Trade Reporting Facility Service Bureau/Executing Broker Agreement BX Retail Member Organization Application (RMO) FormAbonnement (as defined in the Nasdaq U.S. Services Agreement) must use appropriate requirement forms if they inform Nasdaq in writing that they are requesting new services, terminating existing services or modifying existing services. FINRA Transparency Services Uniform Executing Broker Agreement Application for Registration as a Market Maker on the Nasdaq System Nasdaq Services Agreement – Non-Member FINRA/Nasdaq Trade Reporting Facility® Addendum (for CDS Members) Secure Services Agreements and Subscription Form Order FINRA/Nasdaq TRF Recruit Application Participant For Requirements Document for Service Subscribers (Software Description).